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1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-07-27 |
| NY | RA | APPROVED | 2026-07-17 |
Branch Locations
30 Montgomery Street Suite 1201, Jersey City, NJ 07302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Astound Broadband | Princeton | NJ | 05/2025 | 12/2025 |
| Arete Wealth Management | Chicago | IL | 07/2026 | Present |
| Middle School Student - I.S. 75 | Staten Island | NJ | 01/2016 | 08/2017 |
| Monsignor Farrell High School Student | Staten Island | NY | 07/2017 | 08/2021 |
| St. John's University | Queens | NY | 08/2021 | 05/2026 |
Straxe AI; Sole Proprietor-Build algorithm and sales; AI Automation Agency targeted to Real Estate agents helping them follow up with leads to raise conversion rates and ensure they don’t lose leads. No overlap with the securities business, not investment related. Staten Island, NY; 30 hours per month, 0 during trading hours. Start date: 6/2026. HUDSONPOINT CAPITAL; INVESTMENT-RELATED dba; 30 MONTGOMERY ST 12TH FLR JERSEY CITY, NJ 07302 dba; START DATE 08/2013; 40 HRS/MONTH DEVOTED DURING SECURITIES TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-09 |
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