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Nicholas C Diehl

Wells Fargo Clearing Services, LLC

Winchester, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-08-20
MD RA APPROVED 2026-07-10
VA RA APPROVED 2026-07-10
  • TX RA
    APPROVED
    Since 2026-08-20
  • MD RA
    APPROVED
    Since 2026-07-10
  • VA RA
    APPROVED
    Since 2026-07-10

Branch Locations

117 N Braddock St Ste 100, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Winchester VA 06/2026 Present
Enterprise Mobility Winchester VA 06/2025 05/2026
Dicks Sporting Goods Westminster MD 12/2020 05/2024
Unemployed/ Student Westminster MD 01/2016 11/2020
Dicks Sporting Goods Winchester VA 12/2024 06/2025
Shenandoah University Winchester VA 09/2022 06/2026
  • 06/2026 → Present
    Wells Fargo Clearing Services, Llc
    Winchester, VA
  • 06/2025 → 05/2026
    Enterprise Mobility
    Winchester, VA
  • 12/2020 → 05/2024
    Dicks Sporting Goods
    Westminster, MD
  • 01/2016 → 11/2020
    Unemployed/ Student
    Westminster, MD
  • 12/2024 → 06/2025
    Dicks Sporting Goods
    Winchester, VA
  • 09/2022 → 06/2026
    Shenandoah University
    Winchester, VA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2026-07-28
S65 Uniform Investment Adviser Law Examination 2026-05-01
  • S63 Uniform Securities Agent State Law Examination
    2026-07-28
  • S65 Uniform Investment Adviser Law Examination
    2026-05-01

View on SEC IAPD

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Other Offices

UNITED CAPITAL FINANCIAL ADVISORS · WINCHESTER, VA
D.A. DAVIDSON & CO. · WINCHESTER, VA
EDWARD JONES · WINCHESTER, VA
BUTTONWOOD WEALTH · WINCHESTER, VA
OSAIC INSTITUTIONS, INC. · WINCHESTER, VA
CETERA INVESTMENT ADVISERS LLC · WINCHESTER, VA
RBC CAPITAL MARKETS, LLC · WINCHESTER, VA
TRUIST ADVISORY SERVICES, INC. · WINCHESTER, VA

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