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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2026-07-30
  • WA RA
    APPROVED
    Since 2026-07-30

Branch Locations

2830 80Th Ave Se, Mercer Island, WA 98040 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Mercer Island WA 05/2026 Present
Yuanta Commercial Bank Taipei City 09/2022 07/2023
Sinopac Commercial Bank New Taipei City 01/2020 06/2022
Unemployed Taipei 06/2022 09/2022
Sinopac Commercial Bank New Taipei City 10/2018 12/2019
Unemployed Seattle WA 07/2023 05/2026
I-Shou University Kaohsiung 09/2014 07/2018
Bank Of America, N.A. Mercer Island WA 07/2026 Present
  • 05/2026 → Present
    Mercer Island, WA
  • 09/2022 → 07/2023
    Yuanta Commercial Bank
    Taipei City
  • 01/2020 → 06/2022
    Sinopac Commercial Bank
    New Taipei City
  • 06/2022 → 09/2022
    Unemployed
    Taipei
  • 10/2018 → 12/2019
    Sinopac Commercial Bank
    New Taipei City
  • 07/2023 → 05/2026
    Unemployed
    Seattle, WA
  • 09/2014 → 07/2018
    I-Shou University
    Kaohsiung
  • 07/2026 → Present
    Bank Of America, N.A.
    Mercer Island, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-30
  • S66 Uniform Combined State Law Examination
    2026-07-30
Other Names
  • Rebecca C Chang

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