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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-25 |
Branch Locations
4370 La Jolla Village Drive Suite 310, San Diego, CA 92122-1250 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Enterprise Llc | San Diego | CA | 05/2026 | Present |
| Carlsbad Tax | Carlsbad | CA | 03/2026 | 04/2026 |
| Carlsbad Tax | Carlsbad | CA | 03/2025 | 05/2025 |
| Unemployed | San Diego | CA | 12/2024 | 03/2025 |
| Whipt Bakery | Biloxi | MS | 07/2022 | 12/2024 |
| Unemployed | San Diego | CA | 04/2022 | 07/2022 |
| Tami J. Dunham, Cpa | Oceanside | CA | 09/2021 | 04/2022 |
| Tami J. Dunham, Cpa | Oceanside | CA | 01/2021 | 09/2021 |
| Unemployed | San Diego | CA | 05/2020 | 01/2021 |
| California State University San Marcos | San Marcos | CA | 01/2016 | 05/2020 |
| Unemployed | San Diego | CA | 05/2025 | 03/2026 |
1. 5/15/2026 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - INV REL - San Diego CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading 2. 5/15/2026 - NICHOLAS NG N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - INV REL - San Diego CA - OBA Start date: 05/14/2026 - 160 Hour(s)/Month – 160 Hour(s) During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-25 |
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