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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-07-17
TX RA APPROVED_RES 2021-12-20
OH RA APPROVED 2016-11-18
  • NY RA
    APPROVED
    Since 2023-07-17
  • TX RA
    APPROVED_RES
    Since 2021-12-20
  • OH RA
    APPROVED
    Since 2016-11-18

Branch Locations

7965 North High Street, Suite 150, Columbus, OH 43235 • United States

5005 Rockside Rd Ste 210, Independence, OH 44131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Independence OH 08/2016 Present
  • 08/2016 → Present
    Voya Financial Advisors
    Independence, OH
Other Businesses

NAME OF ENTITY:THE VERDI GROUP; Yes; 6100 Oak Tree Blvd Suite 200; INDEPENDENCE; OH; 44131; FINANCIAL SERVICES/DBA; FINANCIAL ADVISER; 6/13/2017; 160; 160; SALE AND SERVICE INSURANCE, SECURITIES AND INVESTMENT PRODUCTS|NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 6100 Oak Tree Blvd Suite 200; INDEPENDENCE; OH; 44131; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 11/17/2017; 160; 160; SALE OF FIXED INSURANCE PRODUCTS|

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-09
  • S66 Uniform Combined State Law Examination
    2016-11-09
Other Names
  • Chris Nicola

View on SEC IAPD

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