John M Carroll

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2026 → Present
  Morgan Stanley
  New York, NY
• 06/2025 → 08/2025
  Citi
  New York, NY
• 01/2016 → 07/2018
  Wellesley Middle School
  Wellesley, MA
• 08/2018 → 07/2022
  St. Sebastian's School
  Needham, MA
• 08/2022 → 06/2026
  Providence College
  Providence, RI
• 06/2024 → 08/2024
  Needham Bank
  Needham, MA

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-08-10
• S63 Uniform Securities Agent State Law Examination
  2026-07-28

Other Names

• John M Carroll