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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-07-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Associate Staffing | Charlotte | NC | 04/2026 | 07/2026 |
| Principal Securities, Inc. | Des Moines | IA | 04/2026 | Present |
| Athene Annuity And Life | West Des Moines | IA | 12/2025 | 04/2026 |
| Caseys Marketing | Adel | IA | 08/2025 | 12/2025 |
| Newman Catholic Student Center | Iowa City | IA | 08/2024 | 08/2025 |
| Aegon Asset Management | Cedar Rapids | IA | 12/2023 | 12/2024 |
| Kwikstar | North Liberty | IA | 12/2024 | 05/2025 |
| Bomgaars | Boone | IA | 12/2019 | 08/2022 |
| School | Boone | IA | 08/2007 | 08/2022 |
| University Of Iowa | Iowa City | IA | 08/2022 | 08/2025 |
| Principal Advised Services | Des Moines | IA | 07/2026 | Present |
| Principal Bank | Des Moines | IA | 07/2026 | Present |
| Principal Life Insurance Company | Des Moines | IA | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-06-18 |
| S65 | Uniform Investment Adviser Law Examination | 2023-07-22 |
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