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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mason Warner & Co., Pc | Lubbock | TX | 12/2007 | Present |
| Lpl Financial | Lubbock | TX | 03/2026 | Present |
1. 02/2026 -Mason, Warner, and Company LLC - Tax Prep/Accounting/CPA - Investment Related - 120 Hrs/Mth - 6 Hrs During Trading - LUBBOCK, TX,79413 - OBA Start Date: 03-DEC-07 2. 02/2026 - MWC Holdings - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - LUBBOCK, TX,79413 - OBA Start Date: 01-JAN-13 3. 02/2026 - Mason Warner Company - Business Entity For Tax/Investment Purposes Only - Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - LUBBOCK, TX,79413 - OBA Start Date: 03-DEC-07 4. 02/2026 - MWC Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - 160 Hrs/Mth - 160 Hrs During Trading - LUBBOCK,TX,79413 - OBA Start Date: 02/26/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-19 |
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