Best Investors Account Sign in

Brendan Rosenfeld

Charles Schwab & Co., Inc.

Boca Raton, FL

Claim This Profile
Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-23
  • FL RA
    APPROVED
    Since 2026-07-23

Branch Locations

150 E. Palmetto Park Rd. Suite 100, Boca Raton, FL 33432-4808 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aceapplications Llc. Orlando FL 05/2024 12/2025
Full Time Education Orlando FL 05/2021 12/2025
Full Time Education Boynton Beach FL 08/2015 06/2021
Unemployed Orlando FL 12/2025 04/2026
Charles Schwab & Co., Inc. Boca Raton FL 04/2026 Present
  • 05/2024 → 12/2025
    Aceapplications Llc.
    Orlando, FL
  • 05/2021 → 12/2025
    Full Time Education
    Orlando, FL
  • 08/2015 → 06/2021
    Full Time Education
    Boynton Beach, FL
  • 12/2025 → 04/2026
    Unemployed
    Orlando, FL
  • 04/2026 → Present
    Charles Schwab & Co., Inc.
    Boca Raton, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-21
  • S66 Uniform Combined State Law Examination
    2026-07-21

View on SEC IAPD

Other Firms

SUN CAPITAL ADVISORS, L.P.
AMERIPRISE FINANCIAL SERVICES, LLC
HIGHTOWER ADVISORS, LLC
ISAM FUNDS (USA) LLC
J.P. MORGAN SECURITIES LLC
FOCUS PARTNERS WEALTH, LLC
UBS FINANCIAL SERVICES INC.
WELLS FARGO CLEARING SERVICES, LLC

Other Investors

THOMAS JETHRO DARDEN
Nancy JoeAnn Tush
LANCE P ROSS
BARBARA BLOOM VARGAS
ISABEL VOYER
JEFFREY MARK EAGLE
ELIZABETH V BRUNO
GREGORY DEHRMANN MISEYKO

Other Offices

SUN CAPITAL ADVISORS, L.P. · BOCA RATON, FL
AMERIPRISE FINANCIAL SERVICES, LLC · BOCA RATON, FL
HIGHTOWER ADVISORS, LLC · Boca Raton, FL
ISAM FUNDS (USA) LLC · BOCA RATON, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL
J.P. MORGAN SECURITIES LLC · Boca Raton, FL
FOCUS PARTNERS WEALTH, LLC · Boca Raton, FL

More in Boca Raton, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor