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Yipeng Hsu

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-03
  • CA RA
    APPROVED
    Since 2026-08-03

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Pasadena CA 02/2026 Present
Cathay Private Equity Co., Ltd Taipei 09/2020 07/2023
J.P. Morgan Taipei 06/2013 03/2020
Unemployed Unemployed 08/2023 01/2026
Unemployed Unemployed 04/2020 08/2020
  • 02/2026 → Present
    Morgan Stanley
    Pasadena, CA
  • 09/2020 → 07/2023
    Cathay Private Equity Co., Ltd
    Taipei
  • 06/2013 → 03/2020
    J.P. Morgan
    Taipei
  • 08/2023 → 01/2026
    Unemployed
    Unemployed
  • 04/2020 → 08/2020
    Unemployed
    Unemployed
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-01
  • S66 Uniform Combined State Law Examination
    2026-08-01
Other Names
  • Emma Hsu

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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