Robert Oakes

Current Employers

Employment History

• 08/2009 → 02/2024
  Dunn, Dunn & Oakes, Cpas Pllc
  Smithfield, NC
• 08/2016 → 10/2018
  Hd Vest Investment Services
  Smithfield, NC
• 10/2018 → 10/2019
  1St Global Capital Corp.
  Smithfield, NC
• 10/2018 → 10/2019
  1St Global Advisors, Inc.
  Smithfield, NC
• 10/2018 → 08/2024
  Avantax Insurance Services, Inc.
  Smithfield, NC
• 10/2019 → 08/2024
  Avantax Investment Services, Inc.
  Smithfield, NC
• 10/2019 → 08/2024
  Avantax Advisory Services
  Smithfield, NC
• 11/2018 → Present
  Ddo Wealth Management, Llc
  Clayton, NC
• 10/2023 → 02/2024
  Hughes. Pittman & Gupton, Llp
  Raleigh, NC
• 08/2024 → Present
  Dai Securities Llc
  Atlanta, GA
• 02/2024 → Present
  Eag Triangle, Llc
  Raleigh, NC
• 08/2024 → Present
  Prosperity - An Eisneramper Company
  Raleigh, NC

Previous Registrations

• 2019-10-25 → 2024-09-04
  Avantax Advisory Services
  Dallas, TX
  Smithfield, NC
  Raleigh, NC
  Raleigh, NC
  Clayton, NC
• 2018-10-18 → 2019-10-25
  1St Global Advisors Inc
  Smithfield, NC

Other Businesses

1) FIXED INSURANCE AND ANNUITY SALES - POSITION: Insurance Agent NATURE: Fixed Annuity and Insurance Sales. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024. 1500 Sunday Drive, Suite 300, Raleigh, NC 27607. 2) JOHNSTON HEALTH BOARD OF COMMISSIONERS POSITION: Board NATURE: General oversight of Johnston Health UNC Hospital. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2019 ADDRESS: 509 N. Brightleaf Blvd., Smithfield NC 27577, United States DESCRIPTION: General oversight of Johnston Health UNC Hospital. 3) UNC REX HEALTHCARE POSITION: Board of Directors NATURE: The Board of Directors provides general governance and accountability for UNC Rex Healthcare, a non-profit hospital in Raleigh North Carolina. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 01/01/2020 ADDRESS: 4420 Lake Boone Trail, Raleigh NC 27607, United States DESCRIPTION: Board members are responsible for overall governance of the hospital including operations and strategic planning. 4) DDO WEALTH MANAGEMENT, LLC POSITION: Owner INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/06/2018 ADDRESS: 378 Rachels Way, Clayton NC 27520

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-07-25
• S63 Uniform Securities Agent State Law Examination
  2016-11-22

Designations

Other Names

• Brad Oakes
• Robert Bradford Oakes
• Robert Oakes
• Brad Oakes