Best Investors Account Sign in
Current Employers
Guggenheim Investments

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-08-12
  • NY RA
    APPROVED
    Since 2026-08-12

Branch Locations

330 Madison Avenue 10Th Floor, New York, NY 10017 • United States

42-40 Bell Blvd Suite 505, Bayside , NY 11361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Chicago IL 10/2025 Present
Bank Of New York New York PA 08/2024 10/2025
Black Diamond Ventures Glendale CA 02/2023 09/2023
Greystar San Francisco CA 06/2022 08/2022
Agora Realty & Management, Inc Torrance CA 06/2021 08/2021
John Cabot University Rome 08/2019 05/2020
University Of Southern California Los Angeles CA 08/2020 05/2024
San Marino New York NY 08/2015 06/2019
Guggenheim Investments, Llc New York NY 08/2026 Present
  • 10/2025 → Present
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 08/2024 → 10/2025
    Bank Of New York
    New York, PA
  • 02/2023 → 09/2023
    Black Diamond Ventures
    Glendale, CA
  • 06/2022 → 08/2022
    Greystar
    San Francisco, CA
  • 06/2021 → 08/2021
    Agora Realty & Management, Inc
    Torrance, CA
  • 08/2019 → 05/2020
    John Cabot University
    Rome
  • 08/2020 → 05/2024
    University Of Southern California
    Los Angeles, CA
  • 08/2015 → 06/2019
    San Marino
    New York, NY
  • 08/2026 → Present
    Guggenheim Investments, Llc
    New York, NY
Other Businesses

USC Marshall & Leventhal Alumni Association New York Chapter | | University Alumni Association which engages with Alumni | | LOCATION: Los Angeles, CA | | Committee Member | | START DATE: 5/22/2026 | | DEVOTE: 8 HRS/MTH WITH 0 DURING TRADING HOURS | | NOT INVESTMENT RELATED | |+| |

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-11
  • S66 Uniform Combined State Law Examination
    2026-08-11

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in New York, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor