Best Investors Account Sign in
Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-07-15
  • WI RA
    APPROVED
    Since 2026-07-15

Branch Locations

10361 W Innovation Dr Ste 300, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Medical College Of Wisconsin - Children's Wisconsin Milwaukee WI 02/2024 Present
Unemployed - Stay At Home Dad Pewaukee WI 12/2023 02/2024
Hca Healthone Cardiac And Thoracic Surgical Specialists Aurora CO 05/2023 12/2023
University Of Colorado School Of Medicine, Department Of Surgery Colorado Springs CO 06/2022 04/2023
Unemployed - Waited For Credentialing For Colorado Springs Job Colorado Springs CO 02/2022 05/2022
Medical College Of Wisconsin - Children's Hospital Of Wisconsin Milwaukee WI 03/2017 02/2022
Lucile Packard Children's Hospital Stanford Sacramento CA 08/2015 03/2017
Principal Securities, Inc. Wauwatosa WI 10/2025 Present
Principal Life Insurance Company Wauwatosa WI 10/2025 Present
  • 02/2024 → Present
    Medical College Of Wisconsin - Children's Wisconsin
    Milwaukee, WI
  • 12/2023 → 02/2024
    Unemployed - Stay At Home Dad
    Pewaukee, WI
  • 05/2023 → 12/2023
    Hca Healthone Cardiac And Thoracic Surgical Specialists
    Aurora, CO
  • 06/2022 → 04/2023
    University Of Colorado School Of Medicine, Department Of Surgery
    Colorado Springs, CO
  • 02/2022 → 05/2022
    Unemployed - Waited For Credentialing For Colorado Springs Job
    Colorado Springs, CO
  • 03/2017 → 02/2022
    Medical College Of Wisconsin - Children's Hospital Of Wisconsin
    Milwaukee, WI
  • 08/2015 → 03/2017
    Lucile Packard Children's Hospital Stanford
    Sacramento, CA
  • 10/2025 → Present
    Wauwatosa, WI
  • 10/2025 → Present
    Principal Life Insurance Company
    Wauwatosa, WI
Other Businesses

**MEDICAL COLLEGE OF WISCONSIN/CHILDREN'S WISCONSIN POSITION: Physician Assistant - Pediatric Cardiac Surgery NATURE: Physician Assistant INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 02/26/2024 ADDRESS: 9000 W. Wisconsin Ave Suite 730, Wauwatosa WI 53226, United States DESCRIPTION: Physician Assistant - Pediatric Cardiac Surgery - Conduct history and physical exams - Order and interpret lab and imaging results and change patient care plans as indicated - Teach patient and families about their respective congenital heart disease, the indicated surgical repair, risks/benefits, and complete the consenting process - Assist surgeons in the operating room - Perform layered wound closures - Perform bedside procedures such as chest tube placement and removal, pacer wire removal, intracardiac line removal, advanced wound care **MARQUETTE UNIVERSITY - PHYSICIAN ASSISTANT PROGRAM POSITION: Guest Lecturer NATURE: Guest Lecturer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 03/01/2024 ADDRESS: Physician Assistant Studies Building, 507 N 17th St, Milwaukee WI 53233, United States DESCRIPTION: Guest Lecturer. Present lectures to students relevant to their Physician Assistant Training. Conduct lab simulations for surgical scrubbing, suturing, and other patient care related skills **FIXED INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2026 ADDRESS: 10361 W Innovation Dr Ste 300, Wauwatosa WI 53226-4846, United States DESCRIPTION: Sale of fixed products through various vendors including fixed annuities, fixed life, LTC, DI, health, medical, and group benefits.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-04-13
  • S66 Uniform Combined State Law Examination
    2026-04-13
Other Names
  • Colton Pugh

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Wauwatosa, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor