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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-31 |
Branch Locations
225 Liberty St, New York, NY 10281 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 09/2025 | Present |
| Ztn Capital Consulting | New York | NY | 09/2024 | 08/2025 |
| Unemployed | New York | NY | 05/2024 | 08/2024 |
| Tulane University | New Orleans | LA | 09/2022 | 05/2024 |
| Accelerated Partners Llc | New York | NY | 06/2022 | 08/2022 |
| Tulane University | New Orleans | LA | 12/2021 | 05/2022 |
| Good Enough To Eat | New York | NY | 08/2021 | 11/2021 |
| Gigantic! Productions | New York | NY | 08/2021 | 11/2021 |
| Tulane University | New Orleans | LA | 08/2019 | 07/2021 |
| Nyc Juniors Volleyball Club | New York | NY | 06/2019 | 07/2019 |
| The Nightingale-Bamford School | New York | NY | 09/2015 | 06/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-31 |
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