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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-07-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baraboo State Bank | Baraboo | WI | 06/2024 | Present |
| Lake Ridge Bank | Monona | WI | 06/2023 | 09/2023 |
| Wilderness Resorts | Wisconsin Dells | WI | 06/2022 | 09/2023 |
| Vertical Illusions | Wisconsin Dells | WI | 06/2020 | 09/2021 |
| Baraboo Country Club | Baraboo | WI | 03/2016 | 09/2019 |
| University Of Wisconsin-Madison | Madison | WI | 09/2020 | 05/2024 |
| Lpl Financial Llc | Baraboo | WI | 07/2025 | Present |
| Baraboo High School | Baraboo | WI | 09/2016 | 05/2020 |
1. "Investment products and services are offered through LPL Financial LLC using the DBA/trade name Third Oak Investment Services - Inv Rel - At Reported Business Location - Start Date :02/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-24 |
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