Peter Daniel Welsh

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1999 → 11/2018
  Raymond James Financial Services, Inc.
  Portage, WI
• 06/2009 → 11/2018
  Raymond James Financial Advisors, Inc
  Portage, WI
• 01/2006 → Present
  Baraboo State Bank
  Portage, WI
• 12/2018 → Present
  Lpl Financial Llc
  Baraboo, WI

Previous Registrations

• 2009-06-01 → 2018-12-11
  Raymond James Financial Services Advisors, Inc
  Portage, WI

Other Businesses

1)12/7/18- Third Oak Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2)12/7/18- Baraboo State Bank- Financial Institution Duty/ Trust Officer/SVP - Inv. Related- at reported business location(s)-60hrs/mth - 37%

Exams

• S66 Uniform Combined State Law Examination
  2000-03-15