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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-08-20
WI RA APPROVED 1999-08-18
  • TX RA
    APPROVED
    Since 2015-08-20
  • WI RA
    APPROVED
    Since 1999-08-18

Branch Locations

114 4Th St, Baraboo, WI 53913 • United States

9701 Brader Way Ste 304, Middleton, WI 53562 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Baraboo WI 09/2005 03/2020
Ameriprise Financial Services, Llc Baraboo WI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 114 Fourth StBaraboo, WI 53913, ,; ; / Lot/Land; Parent parcel numbers: 0807-032-8300-3, 08077-031-8500-2, 0807-0, ,; Not Investment-Related; 06/30/2013. Business Ownership; Acorn Hill Farm, LLC; ; I intend to apply for an LLC for my farm. Business activities this will entail: Rental of property (corn/hay), any/all other agricultural related business (crops/value added from crops) that may occur on my farm land, livestock (animal farming); Theis Road, Town of Berry, Dane Co. WI, ,; Not Investment-Related; 09/30/2013; 0 hours per month; 0 during trading hours. Board of Directors; Baraboo Area Literacy Council; Treasurer; 230 4th Avenue Baraboo, WI 53913, ,; ; 08/01/2015; 1 to 9 hours per month; 0 during trading hours / Kids' Ranch Inc.; Board Member; Box 219 Baraboo, WI 53913, ,; ; 01/31/2016; 1 to 9 hours per month; 0 during trading hours / Varigen Biosciences Corp.; Board Member; 505 S. Rosa Rd. Suite 15 Madison, WI 53719, ,; ; 11/01/2017; 1 to 9 hours per month; 1 to 9 during trading hours / Terra Bioworks; Board Member; 3220 Deming Way Ste 100, , Middleton, WI, 53562; Not Investment-Related; 02/08/2022; 10 to 19 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12
Designations
Other Names
  • Andrew L Hager

View on SEC IAPD

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