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Inactive

Daniel Urbano Lemus

Awm Capital, LLC

Pasadena, CA

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Current Employers
Awm Capital, Llc

1 N. 1St Street Suite 525, Phoenix, AZ 85004 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-08-03
TX RA APPROVED 2026-08-03
  • CA RA
    APPROVED
    Since 2026-08-03
  • TX RA
    APPROVED
    Since 2026-08-03

Branch Locations

87 E. Green Street, Suite 206, Pasadena, CA 91105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Glandale CA 01/2016 08/2021
Baylor University Waco TX 08/2021 05/2025
New York Life Glendale CA 06/2025 11/2025
Unemployed Burbank CA 12/2025 06/2026
Awm Capital, Llc Pasadena CA 06/2026 Present
  • 01/2016 → 08/2021
    Student
    Glandale, CA
  • 08/2021 → 05/2025
    Baylor University
    Waco, TX
  • 06/2025 → 11/2025
    New York Life
    Glendale, CA
  • 12/2025 → 06/2026
    Unemployed
    Burbank, CA
  • 06/2026 → Present
    Awm Capital, Llc
    Pasadena, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-01
  • S65 Uniform Investment Adviser Law Examination
    2026-08-01
Other Names
  • Daniel Lemus

View on SEC IAPD

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Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

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