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Rbc Capital Markets, LLC CRD 31194
$310B regulatory AUM 1,893 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VI | RA | APPROVED | 2026-08-27 |
| TX | RA | APPROVED | 2026-08-26 |
| NC | RA | APPROVED | 2026-08-25 |
Branch Locations
3800 Glenwood Avenue Suite 400, Raleigh, NC 27612 • United States
Raleigh, NC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Raleigh | NC | 05/2025 | Present |
| H&R Block | Lillington | NC | 01/2024 | 05/2025 |
| Centro Medico Latino | Charlotte | NC | 06/2023 | 02/2024 |
| Campbell University | Buies Creek | NC | 09/2023 | 12/2023 |
| Careese Digital Photography | Charlotte | NC | 11/2021 | 01/2023 |
| Cms School District | Matthews | NC | 09/2008 | 11/2021 |
| Campbell University | Lillington | NC | 02/2023 | 09/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-08-25 |
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