Seth Desautel

Current Employers

Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2021-03-03

RI RA
APPROVED

Since 2021-03-03

Branch Locations

250F Centerville Rd, Warwick, RI 02886 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Lincoln	RI	11/2016	02/2018
Bank Of America	East Providence	RI	09/2014	09/2016
Ae Wealth Management, Llc	Topeka	KS	03/2021	Present
Massey And Associates, Inc.	Warwick	RI	12/2020	Present
Massie Demarco, General Contractor	Smithfiled	RI	03/2018	12/2020
Merrill Edge	Lincoln	RI	09/2016	03/2018

11/2016 → 02/2018

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lincoln, RI
09/2014 → 09/2016

Bank Of America

East Providence, RI
03/2021 → Present

Ae Wealth Management, Llc

Topeka, KS
12/2020 → Present

Massey And Associates, Inc.

Warwick, RI
03/2018 → 12/2020

Massie Demarco, General Contractor

Smithfiled, RI
09/2016 → 03/2018

Merrill Edge

Lincoln, RI

Other Businesses

1.) MASSEY & ASSOCIATES; YES INVESTMENT RELATED; 250F CENTERVILLE ROAD WARWICK, RI, 02886; INVESTMENT ADVISOR; START DATE 12/2020; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-02-10
S63	Uniform Securities Agent State Law Examination	2016-12-20

S65 Uniform Investment Adviser Law Examination

2020-02-10
S63 Uniform Securities Agent State Law Examination

2016-12-20

View on SEC IAPD

Current Employers

Ae Wealth Management, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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