Best Investors Account Sign in

Lawrence Yates Rockwell

Raymond James Financial Services Advisors, Inc

Raleigh, NC

Claim This Profile
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-25
  • NC RA
    APPROVED
    Since 2026-08-25

Branch Locations

3130 Fairhill Drive Suite 100 , Raleigh, NC 27612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Raleigh NC 06/2026 Present
Alger Financial Raleigh NC 05/2025 08/2025
Lowes Companies Wilmington NC 05/2024 02/2025
Bluewater Waterfront Grill Wilmington NC 05/2023 08/2023
Gymcarolina Gymnastic Raleigh NC 04/2021 03/2022
Unemployed Raleigh NC 05/2022 08/2022
Unemployed Raleigh NC 05/2016 08/2018
Alger Financial Raleigh NC 06/2026 Present
Ravenscroft School Raleigh NC 08/2018 05/2022
University Of North Carolina - Wilmington Wilmington NC 08/2022 Present
Raymond James Financial Services, Inc. Raleigh NC 05/2025 08/2025
Raymond James Financial Services Advisors, Inc. Raleigh NC 08/2026 Present
  • 06/2026 → Present
    Raymond James Financial Services, Inc.
    Raleigh, NC
  • 05/2025 → 08/2025
    Alger Financial
    Raleigh, NC
  • 05/2024 → 02/2025
    Lowes Companies
    Wilmington, NC
  • 05/2023 → 08/2023
    Bluewater Waterfront Grill
    Wilmington, NC
  • 04/2021 → 03/2022
    Gymcarolina Gymnastic
    Raleigh, NC
  • 05/2022 → 08/2022
    Unemployed
    Raleigh, NC
  • 05/2016 → 08/2018
    Unemployed
    Raleigh , NC
  • 06/2026 → Present
    Alger Financial
    Raleigh, NC
  • 08/2018 → 05/2022
    Ravenscroft School
    Raleigh, NC
  • 08/2022 → Present
    University Of North Carolina - Wilmington
    Wilmington, NC
  • 05/2025 → 08/2025
    Raymond James Financial Services, Inc.
    Raleigh, NC
  • 08/2026 → Present
    Raymond James Financial Services Advisors, Inc.
    Raleigh, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-08-13
  • S66 Uniform Combined State Law Examination
    2026-08-13
Other Names
  • Law Rockwell

View on SEC IAPD

Other Firms

TOWNSEND ASSET MANAGEMENT CORP.
FORTRESS PRIVATE LEDGER, LLC
OLDE RALEIGH FINANCIAL GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
ADVISORY SERVICES NETWORK
WELLS FARGO CLEARING SERVICES, LLC
EDWARD JONES
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Other Investors

ARNE W MORRIS
JAMES MICHAEL TARKENTON
CALEB ROBERT GRIFFITH
William Dean Cotton
Earl Scott Butcher
DAVID JEFFREY HERMAN
JAY DAVID MCKINNEY
BRANDON ALAN WALLS

Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

More in Raleigh, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor