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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2026-07-27
  • DE RA
    APPROVED
    Since 2026-07-27

Branch Locations

900 Prides Crossing, Newark, DE 19713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Balboa Steaks Newark DE 01/2025 11/2025
The Starboard Dewey Beach DE 04/2024 09/2024
Cripple Creek Gold And Country Club Dagsboro DE 06/2025 08/2025
Hickman's Liquors Ocean View DE 06/2025 06/2025
Siegel Jcc Wilmington DE 06/2022 08/2022
Siegel Jcc Wilmington DE 05/2023 08/2023
University Of Delaware Newark DE 08/2022 05/2026
Saint Mark's High School Wilmington DE 08/2018 06/2022
Saint Mary Magdalen School Wilmington DE 01/2016 06/2018
Cetera Wealth Services, Llc El Segundo CA 07/2026 Present
Diamond State Financial Group Newark DE 07/2026 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2026 Present
  • 01/2025 → 11/2025
    Balboa Steaks
    Newark , DE
  • 04/2024 → 09/2024
    The Starboard
    Dewey Beach, DE
  • 06/2025 → 08/2025
    Cripple Creek Gold And Country Club
    Dagsboro, DE
  • 06/2025 → 06/2025
    Hickman's Liquors
    Ocean View, DE
  • 06/2022 → 08/2022
    Siegel Jcc
    Wilmington, DE
  • 05/2023 → 08/2023
    Siegel Jcc
    Wilmington, DE
  • 08/2022 → 05/2026
    University Of Delaware
    Newark, DE
  • 08/2018 → 06/2022
    Saint Mark's High School
    Wilmington, DE
  • 01/2016 → 06/2018
    Saint Mary Magdalen School
    Wilmington, DE
  • 07/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 07/2026 → Present
    Diamond State Financial Group
    Newark, DE
  • 07/2026 → Present
    Schaumburg, IL
Other Businesses

1. NAME OF OTHER BUSINESS: DIAMOND STATE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-16
  • S66 Uniform Combined State Law Examination
    2026-05-16

View on SEC IAPD

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