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Elizabeth Mccormack Harris

Rockefeller Financial LLC

New York, NY

Chicago, IL

CRD 8086554

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-07-28
NY RA APPROVED 2026-07-27
  • TX RA
    APPROVED
    Since 2026-07-28
  • NY RA
    APPROVED
    Since 2026-07-27

Branch Locations

45 Rockefeller Plaza, New York, NY 10111 • United States

222 West Adams Suite 2450, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rockefeller Capital Management Ny NY 06/2025 Present
Rockefeller Financial Llc Ny NY 01/2026 Present
Trinity College Hartford CT 09/2021 05/2025
Academy Of The Holy Names Albany NY 09/2005 06/2021
  • 06/2025 → Present
    Rockefeller Capital Management
    Ny, NY
  • 01/2026 → Present
    Rockefeller Financial Llc
    Ny, NY
  • 09/2021 → 05/2025
    Trinity College
    Hartford, CT
  • 09/2005 → 06/2021
    Academy Of The Holy Names
    Albany, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-07-27
  • S66 Uniform Combined State Law Examination
    2026-07-27
Other Names
  • Libby Harris

View on SEC IAPD

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