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Joseph Tallman

Commonwealth Financial Network

Lincoln, RI

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2026-08-06
  • RI RA
    APPROVED
    Since 2026-08-06

Branch Locations

24 Albion Road #340, Lincoln, RI 02865 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sowa Financial Group Lincoln RI 01/2026 Present
Dave's Marketplace East Greenwich RI 05/2024 09/2024
Bryant University Smithfield RI 01/2024 12/2025
Community College Of Rhode Island Warwick RI 01/2022 12/2023
Hayward Industries North Kingstown RI 05/2021 07/2021
Unemployed/Caring For Family Member San Antonio TX 07/2021 11/2021
Vineyard Rhode North Kingstown RI 04/2018 05/2021
Pool Doctor Coventry RI 04/2016 04/2018
Commonwealth Financial Network Waltham MA 05/2026 Present
  • 01/2026 → Present
    Sowa Financial Group
    Lincoln, RI
  • 05/2024 → 09/2024
    Dave's Marketplace
    East Greenwich, RI
  • 01/2024 → 12/2025
    Bryant University
    Smithfield, RI
  • 01/2022 → 12/2023
    Community College Of Rhode Island
    Warwick , RI
  • 05/2021 → 07/2021
    Hayward Industries
    North Kingstown, RI
  • 07/2021 → 11/2021
    Unemployed/Caring For Family Member
    San Antonio, TX
  • 04/2018 → 05/2021
    Vineyard Rhode
    North Kingstown, RI
  • 04/2016 → 04/2018
    Pool Doctor
    Coventry, RI
  • 05/2026 → Present
    Commonwealth Financial Network
    Waltham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-08-06
  • S65 Uniform Investment Adviser Law Examination
    2026-08-06
Other Names
  • Joseph Anthony Tallman

View on SEC IAPD

Other Firms

SOWA FINANCIAL GROUP
FOUNDATIONS INVESTMENT ADVISORS LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
COASTAL FINANCIAL PLANNING, INC.
EAGLE STRATEGIES LLC
AMERIPRISE FINANCIAL SERVICES, LLC
SANTANDER SECURITIES LLC
CB CAPITAL LLC

Other Investors

DONALD JOSEPH SOWA
NATHAN LEE BEAUVAIS
STEVEN JAMES BEAUVAIS
DONNA GRACE SOWA ALLARD
Joseph Pate
Alan Ogunnaike
JOHN GARY FARLEY
Robert EUGENE Silva

Other Offices

SOWA FINANCIAL GROUP · LINCOLN, RI
FOUNDATIONS INVESTMENT ADVISORS LLC · Lincoln, RI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Lincoln, RI
COASTAL FINANCIAL PLANNING, INC. · LINCOLN, RI
EAGLE STRATEGIES LLC · SUITE 103 UNIT 4, RI
AMERIPRISE FINANCIAL SERVICES, LLC · Lincoln, RI
COMMONWEALTH FINANCIAL NETWORK · Lincoln, RI
SANTANDER SECURITIES LLC · Lincoln, RI

More in Lincoln, RI

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