Daniel Alberto Ponce

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2024 → 02/2026
  Wells Fargo Clearing Services, Llc
  Durham, NC
• 08/2022 → 02/2026
  Wells Fargo Bank, Na
  Durham, NC
• 02/2014 → 08/2022
  Charter Communications
  Raleigh, NC
• 06/2026 → Present
  The Fidelity Bank
  Raleigh, NC
• 02/2026 → 06/2026
  Lyft/Uber
  Raleigh, NC
• 06/2026 → Present
  Lpl Financial, Llc
  Raleigh, NC

Previous Registrations

• 2025-05-13 → 2026-03-03
  Wells Fargo Clearing Services, Llc
  Raleigh, NC
  Durham, NC

Other Businesses

1. 07/2026 - Uber - Rideshare - Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – San Francisco CA 94158 – OBA Start Date: 05/02/2026 2. 07/2026 - Lyft - Rideshare - Not Inv Related – 20 Hour(s)/Month – 0 Hour(s) During Trading – San Francisco CA 94107 – OBA Start Date: 04/01/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-05-13
• S63 Uniform Securities Agent State Law Examination
  2025-04-21

Other Names

• Daniel Alberto Chiguila