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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-25 |
| NJ | RA | APPROVED | 2018-09-04 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Bay Wellington Tower 181 Bay St, Suite 815, Toronto, On M5J 2V1 • Canada
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Neuberger Berman Breton Hill Ulc | Toronto | 07/2011 | 07/2018 | |
| Neuberger Berman Bd Llc | Toronto | 11/2017 | Present | |
| Neuberger Berman Breton Hill Ulc | Toronto | 07/2011 | Present |
Director of private funds: 1. Start date From: 2017/03/15 2. Firm information Name of business or employer: BHC Multi-Factor GP Ltd and BHC Multi-Factor Offshore Feeder Ltd. Address of business or employer: Cayman Corporate Centre, 27 Hospital Road, George Town, Cayman Islands Name and title of immediate supervisor: - - - The Board of Directors 3. Description of duties BHC Multi-Factor Offshore Feeder Ltd. ("BHC Multi-Factor Feeder") is the feeder fund within the BHC Multi-Factor Fund structure. BHC Multi-Factor Feeder invests all of its assets in BHC Multi-Factor Master Fund LP. BHC Multi-Factor GP Ltd is the general partner of BHC Multi-Factor Master Fund LP Mr. Dunaevsky serves as a Director of BHC Multi-Factor Feeder and BHC Multi-Factor GP Ltd Hours per week do you devote to this business or employment: 0.10 1. Start date From: 2017/09/12 2. Firm information Name of business or employer: BHC Founders GP Limited Address of business or employer: 152 Glencairn Avenue, Toronto, Ontario, Canada (number, street, city, province, territory or state, country) Name and title of immediate supervisor: Board of Directors BHC Founders GP Limited is the general partner of BHC Founders LP. Mr. Dunaevsky serves as a director and officer of BHC Founders GP Limited. Hours per week do you devote to this business or employment: 0.10 Neuberger Berman BD LLC ("NBBD") is an affiliate of Neuberger Berman Canada ULC, ("NBC") a registered investment adviser, which shares offices with NBBD. Concurrent with the Registered Representative's duties to NBBD throughout the Registered Representative's period of employment at NBBD, they also provide portfolio management services to various NBBD clients, including separate accounts and pooled investment vehicles, which are managed by NBC, on an ongoing basis.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-09-27 |
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