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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-22 |
| TX | RA | APPROVED | 2026-07-22 |
Branch Locations
270 Park Avenue 22Nd And 23Rd Floors, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Unemployed | New York | NY | 06/2026 | 07/2026 |
| University Of Chicago Booth School Of Business | Chicago | IL | 09/2024 | 05/2026 |
| Jpmorgan Chase Bank, N.A. | Chicago | IL | 06/2025 | 08/2025 |
| Bnp Paribas | New York | NY | 02/2022 | 08/2024 |
| Bnp Paribas | New York | NY | 07/2019 | 02/2022 |
| University Of Chicago | Chicago | IL | 09/2015 | 06/2019 |
| University Of Chicago | Chicago | IL | 10/2017 | 09/2018 |
| Bnp Paribas | New York | NY | 05/2018 | 08/2018 |
| Fxcm Global Services, Llc | New York | NY | 06/2017 | 09/2017 |
| Forex Capital Markets, Llc | New York | NY | 06/2016 | 09/2016 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 2022-07-11 |
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