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Current Employers
Buck Wealth Strategies, Llc

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-09
  • CO RA
    APPROVED
    Since 2025-06-09

Branch Locations

4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States

2975 Broadmoor Valley Rd #201, Colorado Springs, CO 80906 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Eqis Capital Management, Inc. San Rafael CA 04/2015 10/2017
Ubs Financial Services Nashville TN 10/2017 07/2019
Ubs Financial Services Colorado Springs CO 07/2019 08/2019
Rbc Wealth Management Colorado Springs CO 08/2019 06/2025
Madison Avenue Securities San Diego CA 06/2025 Present
E.A Buck Financial Services Honolulu HI 06/2025 Present
Buck Wealth Strategies Honolulu HI 06/2025 Present
  • 04/2015 → 10/2017
    Eqis Capital Management, Inc.
    San Rafael, CA
  • 10/2017 → 07/2019
    Ubs Financial Services
    Nashville, TN
  • 07/2019 → 08/2019
    Ubs Financial Services
    Colorado Springs, CO
  • 08/2019 → 06/2025
    Rbc Wealth Management
    Colorado Springs, CO
  • 06/2025 → Present
    Madison Avenue Securities
    San Diego, CA
  • 06/2025 → Present
    E.A Buck Financial Services
    Honolulu, HI
  • 06/2025 → Present
    Buck Wealth Strategies
    Honolulu, HI
Previous Registrations
Other Businesses

1.) Name: E.A. Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100. Honolulu, HI 96813; Nature of the Business: Financial Advisor offering investment advice and insurance; Position: Employee; Hours Per Week: 40 Hours 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100. Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours 3.) Name: Madison Avenue Securities; Investment Related: Yes; Address: 1350 Evening Creek Dr. N Ste 555, San Diego, CA 92128; Nature of the Business: Broker Dealer; Position: Registered Representative; Hours Per Week: 40 Hours 4.) NAME: E.A. BUCK INSURANCE INC.; INVESTMENT RELATED: YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; HOURS PER WEEK: 40; START DATE: 7/2025 INSURNACE LICENSE - CO - ACCIDENT & HEALTH OR SICKNESS, LIFE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-05-11
  • S66 Uniform Combined State Law Examination
    2022-05-11
Other Names
  • Ashley Nicole Chambliss
  • Ashley Nicole Wright

View on SEC IAPD

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