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4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-09 |
Branch Locations
4600 S. Syracuse Street Suite 650, Denver, CO 80237 • United States
2975 Broadmoor Valley Rd #201, Colorado Springs, CO 80906 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Eqis Capital Management, Inc. | San Rafael | CA | 04/2015 | 10/2017 |
| Ubs Financial Services | Nashville | TN | 10/2017 | 07/2019 |
| Ubs Financial Services | Colorado Springs | CO | 07/2019 | 08/2019 |
| Rbc Wealth Management | Colorado Springs | CO | 08/2019 | 06/2025 |
| Madison Avenue Securities | San Diego | CA | 06/2025 | Present |
| E.A Buck Financial Services | Honolulu | HI | 06/2025 | Present |
| Buck Wealth Strategies | Honolulu | HI | 06/2025 | Present |
1.) Name: E.A. Buck Financial Services; Investment Related: Yes; Address: 55 Merchant Street Suite 2100. Honolulu, HI 96813; Nature of the Business: Financial Advisor offering investment advice and insurance; Position: Employee; Hours Per Week: 40 Hours 2.) Name: Buck Wealth Strategies; Investment Related: Yes; Address: 55 Merchant Street Suite 2100. Honolulu, HI 96813; Nature of the Business: Registered Investment Adviser engaged in asset management services; Position: Investment Advisor Representative; Hours Per Week: 40 Hours 3.) Name: Madison Avenue Securities; Investment Related: Yes; Address: 1350 Evening Creek Dr. N Ste 555, San Diego, CA 92128; Nature of the Business: Broker Dealer; Position: Registered Representative; Hours Per Week: 40 Hours 4.) NAME: E.A. BUCK INSURANCE INC.; INVESTMENT RELATED: YES; ADDRESS: 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; NATURE OF THE BUSINESS: INSURANCE SALES; POSITION: INSURANCE AGENT; HOURS PER WEEK: 40; START DATE: 7/2025 INSURNACE LICENSE - CO - ACCIDENT & HEALTH OR SICKNESS, LIFE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-05-11 |
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