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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2026-07-22
  • MN RA
    APPROVED
    Since 2026-07-22

Branch Locations

3600 Minnesota Dr Suite 600, Edina, MN 55435 • United States

225 S 6Th St Ste 4500, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Minneapolis MN 06/2023 05/2025
Unemployed St Paul MN 05/2025 08/2025
Prudential St Louis Park MN 08/2025 03/2026
Beam Wealth Advisors Sandy Springs GA 03/2026 03/2026
Unemployed St Paul MN 04/2026 05/2026
Fps Financial Inc New Brighton MN 03/2022 04/2023
University Of North Dakota Grand Forks ND 06/2016 05/2020
Unemployed Albertville MN 05/2020 12/2020
Fitch And Strong Albertville MN 01/2021 02/2022
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2019 10/2019
Lpl Financial Llc Albertville MN 03/2021 03/2022
Fedex Rogers MN 10/2020 03/2022
Mike Clare Edina MN 05/2026 06/2026
Mike Clare Edina MN 06/2026 Present
Northwestern Mutual Investment Services Llc Edina MN 06/2026 Present
  • 06/2023 → 05/2025
    Ameriprise Financial
    Minneapolis, MN
  • 05/2025 → 08/2025
    Unemployed
    St Paul, MN
  • 08/2025 → 03/2026
    Prudential
    St Louis Park, MN
  • 03/2026 → 03/2026
    Beam Wealth Advisors
    Sandy Springs, GA
  • 04/2026 → 05/2026
    Unemployed
    St Paul, MN
  • 03/2022 → 04/2023
    Fps Financial Inc
    New Brighton, MN
  • 06/2016 → 05/2020
    University Of North Dakota
    Grand Forks, ND
  • 05/2020 → 12/2020
    Unemployed
    Albertville , MN
  • 01/2021 → 02/2022
    Fitch And Strong
    Albertville , MN
  • 06/2019 → 10/2019
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2021 → 03/2022
    Lpl Financial Llc
    Albertville, MN
  • 10/2020 → 03/2022
    Fedex
    Rogers, MN
  • 05/2026 → 06/2026
    Mike Clare
    Edina, MN
  • 06/2026 → Present
    Mike Clare
    Edina, MN
  • 06/2026 → Present
    Edina, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-11
  • S66 Uniform Combined State Law Examination
    2021-06-11
Other Names
  • Colton Jason Campbell

View on SEC IAPD

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