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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-07-30 |
| TX | RA | APPROVED | 2026-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | New York | NY | 07/2026 | Present |
| J.P. Morgan Securities Llc | New York | NY | 07/2026 | Present |
| Apex Security Group Inc | New York | NY | 09/2025 | Present |
| Aero Snow Removal | Westbury | NY | 01/2016 | Present |
| Equitable Advisors, Llc | Melville | NY | 09/2018 | 11/2025 |
| Equitable Financial Life Insurance | Melville | NY | 09/2018 | 11/2025 |
| The Trading Table Llc | Elmont | NY | 01/2015 | 12/2019 |
NAME OF OTHER BUSINESS:Aero Snow Removal IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:165 Cantiague Rock RD,Westbury,NY,11590,USA NATURE OF OTHER BUSINESS:Snow Removal Operator YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2016-01-01 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:15 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Heavy Equipment Operator IS THIS A RESIDENTIAL ADDRESS?:No NAME OF OTHER BUSINESS:Apex Security Group IS THIS OTHER BUSINESS INVESTMENT RELATED?:No ADDRESS:1201 36th ST,Brooklyn,NY,11218,USA NATURE OF OTHER BUSINESS:Security YOUR POSITION, TITLE, OR RELATIONSHIP WITH THIS OTHER BUSINESS:Independent contractor or employee of another company START DATE OF YOUR RELATIONSHIP:2025-09-08 APPROXIMATE NUMBER OF HOURS/MONTH YOU DEVOTE TO THE OTHER BUSINESS:25 NUMBER OF HOURS DEVOTED TO THE OTHER BUSINESS DURING SECURITIES TRADING HOURS:0 BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS:Event Security IS THIS A RESIDENTIAL ADDRESS?:No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 2019-02-04 |
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