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2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-31 |
| TX | RA | APPROVED | 2026-08-18 |
Branch Locations
2054 Vista Parkway Ste 400, West Palm Beach, FL 33411 • United States
Lilburn, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Atlanta | GA | 02/2019 | 08/2019 |
| New York Life Ins Co | Atlanta | GA | 12/2018 | 08/2019 |
| Northwestern Mutual | Macon | GA | 09/2018 | 11/2018 |
| Mercer University | Macon | GA | 08/2014 | 08/2018 |
| Money Concepts Capital Corp | Palm Beach Gardens | FL | 09/2010 | 12/2019 |
| Morgan Stanley | Atlanta | GA | 11/2020 | 06/2023 |
| Personal Capital | Atlanta | GA | 01/2020 | 10/2020 |
| Kestra Investment Services Llc | Atlanta | GA | 08/2023 | 05/2024 |
| Kestra Advisory Services, Llc | Atlanta | GA | 08/2023 | 05/2024 |
| Facet | West Palm Beach | FL | 08/2026 | Present |
| Brightside Financial | Chandler | AZ | 05/2024 | 08/2026 |
Business Name: RICKY VEGA POSITION: Tutor NATURE: AI Training & Automation INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 09/13/2023 ADDRESS: 8404 Perimeter Lofts Cir, Atlanta GA 30346, United States DESCRIPTION: Show people how to leverage ChatGPT, Canva, and Calendly to automate more of their business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 2019-04-11 |
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