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Neuberger Berman Bd LLC CRD 2908
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1290 Avenue Of The Americas, New York, NY 10104 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-08-03 |
Branch Locations
1290 Avenue Of The Americas, New York, NY 10104 • United States
Greenwich, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith | Westport | CT | 09/2015 | 10/2017 |
| Bank Of America, N.A | Westport | CT | 12/2015 | 10/2017 |
| Raymond James & Associates, Inc | Greenwich | CT | 10/2017 | 08/2020 |
| Unemployed | Greenwich | CT | 08/2020 | 12/2020 |
| Rbc Capital Markets, Llc | Stamford | CT | 03/2022 | 08/2024 |
| Fieldpoint Private | Greenwich | CT | 01/2021 | 03/2022 |
| Icapital Markets Llc | New York | NY | 09/2024 | 05/2026 |
| Institutional Capital Network, Inc. | New York | NY | 08/2024 | 05/2026 |
| Neuberger Berman | New York | NY | 08/2026 | Present |
| Neuberger Berman | New York | NY | 05/2026 | 08/2026 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-12-19 |
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