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Thomas James Cavallo

Citizens Securities, Inc.

Astoria, NY

Conshohocken, PA

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-28
NY RA APPROVED 2026-07-27
  • NJ RA
    APPROVED
    Since 2026-07-28
  • NY RA
    APPROVED
    Since 2026-07-27

Branch Locations

31-01 Broadway Ms: Ny385, Astoria, NY 11106 • United States

300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2014 11/2025
Jpmorgan Chase Bank, N.A. New York NY 11/2014 11/2025
Citizens Securities, Inc. Astoria NY 06/2026 Present
Unemployed Glen Rock NJ 12/2025 06/2026
  • 11/2014 → 11/2025
    J.P. Morgan Securities Llc
    New York, NY
  • 11/2014 → 11/2025
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 06/2026 → Present
    Citizens Securities, Inc.
    Astoria, NY
  • 12/2025 → 06/2026
    Unemployed
    Glen Rock, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-07-24
S63 Uniform Securities Agent State Law Examination 2012-05-09
  • S65 Uniform Investment Adviser Law Examination
    2026-07-24
  • S63 Uniform Securities Agent State Law Examination
    2012-05-09
Other Names
  • Thomas J Cavallo
  • Thomas Cavallo
  • Tom Cavallo
  • Thomas Cavallo

View on SEC IAPD

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