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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-05
NY RA APPROVED 2025-01-27
  • TX RA
    APPROVED
    Since 2025-03-05
  • NY RA
    APPROVED
    Since 2025-01-27

Branch Locations

2215 31St , Astoria , NY 11105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. New York NY 12/2019 09/2022
J.P. Morgan Securities Llc New York NY 12/2019 09/2022
Bank Of America New York NY 12/2018 12/2019
Citibank New York NY 07/2016 03/2018
Baruch College New York NY 08/2014 12/2017
Unemployed New York NY 04/2018 11/2018
Citigroup New York NY 10/2022 04/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Long Island City NY 11/2024 Present
Unemployed Astoria NY 05/2024 11/2024
Bank Of America, N.A. Long Island City NY 01/2025 Present
  • 12/2019 → 09/2022
    Jpmorgan Chase Bank, N.A.
    New York, NY
  • 12/2019 → 09/2022
    J.P. Morgan Securities Llc
    New York, NY
  • 12/2018 → 12/2019
    Bank Of America
    New York, NY
  • 07/2016 → 03/2018
    Citibank
    New York, NY
  • 08/2014 → 12/2017
    Baruch College
    New York, NY
  • 04/2018 → 11/2018
    Unemployed
    New York, NY
  • 10/2022 → 04/2024
    Citigroup
    New York, NY
  • 11/2024 → Present
    Long Island City, NY
  • 05/2024 → 11/2024
    Unemployed
    Astoria, NY
  • 01/2025 → Present
    Bank Of America, N.A.
    Long Island City, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-01-25
S63 Uniform Securities Agent State Law Examination 2020-05-19
  • S66 Uniform Combined State Law Examination
    2025-01-25
  • S63 Uniform Securities Agent State Law Examination
    2020-05-19
Other Names
  • Kevin Vega

View on SEC IAPD

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