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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-12
  • NY RA
    APPROVED
    Since 2021-04-12

Branch Locations

22-08 35Th Street, Astoria, NY 11105 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 03/2006 06/2020
Equitable Advisors, Llc New York NY 03/2006 Present
Other Businesses

1) VARIOUS OUTSIDE INSURANCE; 2) LONG ISLAND CITY KIWANIS CLUB, ASTORIA,NY, BOARD MEMBER/VP, JAN 2013; 3) COLUMBIAN LAWYERS ASSOCIATION, BOARD MEMBER/PRESIDENT, OCT 2014; 4) LONG ISLAND CITY LAWYERS ASSOCIATION, LONG ISLAND CITY,NY, BOARD MEMEBER/PAST PRESIDENT, JAN 2015;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-15
S63 Uniform Securities Agent State Law Examination 2006-05-23
  • S66 Uniform Combined State Law Examination
    2006-08-15
  • S63 Uniform Securities Agent State Law Examination
    2006-05-23

View on SEC IAPD

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