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Jose X Hualpa

J.P. Morgan Securities LLC

Astoria, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-06-08
VA RA APPROVED 2022-06-04
NY RA APPROVED 2021-05-03
TX RA APPROVED 2016-12-22
NJ RA APPROVED 2016-07-25
  • SC RA
    APPROVED
    Since 2022-06-08
  • VA RA
    APPROVED
    Since 2022-06-04
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2016-12-22
  • NJ RA
    APPROVED
    Since 2016-07-25

Branch Locations

22-45 31St Street, Astoria, NY 11105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 07/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-18
S63 Uniform Securities Agent State Law Examination 2012-07-17
  • S66 Uniform Combined State Law Examination
    2016-02-18
  • S63 Uniform Securities Agent State Law Examination
    2012-07-17
Other Names
  • Jose X Hualpa
  • Jose Hualpa
  • Jose Xavire Hualpa
  • Jose Xavier Hualpa

View on SEC IAPD

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Other Offices

EQUITABLE ADVISORS, LLC · ASTORIA, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASTORIA , NY
LPL FINANCIAL LLC · ASTORIA, NY
LPL FINANCIAL LLC · ASTORIA, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · ASTORIA, NY
PFS INVESTMENTS INC. · ASTORIA, NY
LATITUDE ADVISORS, LLC · Astoria, NY
LATITUDE ADVISORS, LLC · Astoria, NY

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