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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2026-08-12
  • IA RA
    APPROVED
    Since 2026-08-12

Branch Locations

530 2Nd St, Webster City, IA 50595 • United States

Webster City, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Dodge IA 11/2013 03/2020
Ameriprise Financial Services, Llc Webster City IA 03/2020 Present
Previous Registrations
  • 2012-01-30 → 2012-12-17
    Webster City, IA
    St Louis, MO
Other Businesses

Real Estate Ownership; Lot/Land; 2500 SE 37th St Unit AGrimes, IA 50111This is a private campgrou, ,; Not Investment-Related; 04/01/2013. Outside Employment; Fish 20; Associate Financial Advisor - Advise clients and service financial accounts; ; 530 2nd St, , Webster City, IA, 50595; Investment-Related; 09/13/2017; 40 to 59 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-01
  • S66 Uniform Combined State Law Examination
    2011-12-01
Other Names
  • Erin Leann Lovelace

View on SEC IAPD

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