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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Webster City | IA | 06/2026 | Present |
| Boone River Financial | Webster City | IA | 01/2022 | Present |
| Royal Alliance Associates, Inc. | Webster City | IA | 01/2022 | 06/2022 |
| Wolfe Eye Clinic | Webster City | IA | 09/2020 | 01/2022 |
| In-Home Daycare Provider (Self Employed) | Webster City | IA | 08/2009 | 08/2020 |
| Osaic Wealth, Inc. | Webster City | IA | 06/2022 | 06/2026 |
1. 05/2026 – Boone River Financial – DBA for LPL Business (entity for LPL business) – Inv Related – 144 Hour(s)/Month – 144 Hour(s) During Trading – At Reported Business Location (s)– OBA Start Date: 6/1/2026
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-28 |
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