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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2026-06-01 |
| TX | RA | APPROVED | 2026-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Webster City | IA | 06/2026 | Present |
| Boone River Financial | Webster City | IA | 08/2021 | Present |
| Signator Investors, Inc. | Webster City | IA | 05/2016 | 11/2018 |
| Osaic | Webster City | IA | 11/2018 | 06/2026 |
1.06/01/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Boone River Financial; Investment Related; at Reported Business Location(s); Start Date 08/02/2021; 160hrs/mth; 8hrs during trading 2.06/01/2026; Andy Hejlik; Real Estate Rental; Investment Related; Webster City,IA; Start Date 08/01/2023; 2hrs/mth; 0hrs during trading 3.06/01/2026; The Dub Sports Park; Non-Profit Board Member; Not Investment Related; Webster City,IA; Start Date 12/15/2023; 5hrs/mth; 5hrs during trading 4.07/22/2026; KHI Financial Solutions, LLC; Business Entity For Tax/Investment Purposes Only; Not Investment Related; at Reported Business Location(s); Start Date 10/01/2018; 1hrs/mth; 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-28 |
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