Best Investors Account Sign in

Kourtny Brook Martin

Wells Fargo Clearing Services, LLC

Huntington Beach, CA

Irvine, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-08-10
  • TX RA
    APPROVED_RES
    Since 2026-08-10

Branch Locations

9971 Adams Ave, Huntington Beach, CA 92646 • United States

5 Park Plaza 19Th & 20Th Fls [Lt/Sb/Sg-Rbo], Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unionbanc Investment Services Lakewood CA 06/2010 03/2019
Union Bank, N.A. Lakewood CA 07/2007 03/2019
U.S. Bank Downey CA 12/2019 11/2024
U.S. Bancorp Investments, Inc. Downey CA 03/2020 11/2024
Unemployed Huntington Beach CA 03/2019 12/2019
Wells Fargo Clearing Services, Llc Huntington Beach CA 12/2024 Present
Wells Fargo Bank, Na Huntington Beach CA 12/2024 Present
  • 06/2010 → 03/2019
    Unionbanc Investment Services
    Lakewood, CA
  • 07/2007 → 03/2019
    Union Bank, N.A.
    Lakewood, CA
  • 12/2019 → 11/2024
    U.S. Bank
    Downey, CA
  • 03/2020 → 11/2024
    U.S. Bancorp Investments, Inc.
    Downey, CA
  • 03/2019 → 12/2019
    Unemployed
    Huntington Beach, CA
  • 12/2024 → Present
    Wells Fargo Clearing Services, Llc
    Huntington Beach, CA
  • 12/2024 → Present
    Wells Fargo Bank, Na
    Huntington Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-10-13
  • S63 Uniform Securities Agent State Law Examination
    2010-10-13
Other Names
  • Kourtny Brook Martin
  • Kourtny B Martin

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
CETERA INVESTMENT ADVISERS LLC
SIMPLICITY WEALTH
AE WEALTH MANAGEMENT, LLC
INTEGRATED WEALTH CONCEPTS LLC
THRIVENT INVESTMENT MANAGEMENT INC.
YOUR PRIVATE CLIENT GROUP, INC.

Other Investors

Michael Steven Conway
CRAIG ALLEN DAVIS
Anthony Labarba
Anthony McGee
John Elliott
TOM TOSHIYUKI TERAOKA
KENNETH KENJI TANAKA
Douglas Scott Gahn

Other Offices

LPL FINANCIAL LLC · HUNTINGTON BEACH, CA
J.P. MORGAN SECURITIES LLC · HUNTINGTON BEACH, CA
CETERA INVESTMENT ADVISERS LLC · HUNTINGTON BEACH, CA
SIMPLICITY WEALTH · Huntington Beach, CA
WELLS FARGO CLEARING SERVICES, LLC · HUNTINGTON BEACH, CA
AE WEALTH MANAGEMENT, LLC · HUNTINGTON BEACH, CA
INTEGRATED WEALTH CONCEPTS LLC · HUNTINGTON BEACH, CA
THRIVENT INVESTMENT MANAGEMENT INC. · HUNTINGTON BEACH, CA

More in Huntington Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor