James Sabbatini

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2026 → Present
  J.P. Morgan Securities Llc
  Seattle, WA
• 06/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Seattle, WA
• 01/2026 → 06/2026
  Unemployed
  Seattle, WA
• 07/2025 → 01/2026
  Exchange Right Real Estate Llc
  Seattle, WA
• 04/2025 → 07/2025
  Unemployed
  Seattle, WA
• 01/2023 → 04/2025
  Osaic Inc / Lincoln Financial Group
  Seattle, WA
• 11/2022 → 01/2023
  Voya Finl
  Seattle, WA
• 08/2022 → 11/2022
  Unemployed
  Seattle, WA
• 03/2022 → 08/2022
  Orion Portfolio Solutions Llc / Brinker Capital
  Seattle, WA
• 05/2019 → 03/2022
  Thrivent
  Bellevue, WA
• 07/2018 → 05/2019
  Mutual Of Omaha
  Lynnwood, WA
• 01/2015 → 06/2018
  Symetra Life Ins
  Bellevue, WA

Previous Registrations

• 2025-01-24 → 2025-04-02
  Osaic Wealth, Inc.
  Scottsdale, AZ
• 2023-02-07 → 2025-01-24
  Osaic Fa, Inc.
  Radnor, PA
  Fort Wayne, IN
• 2022-04-20 → 2022-09-01
  Orion Portfolio Solutions, Llc
  Seattle, WA
  Omaha, NE
• 2019-05-31 → 2022-04-13
  Thrivent Investment Management Inc.
  Bellevue, WA
• 2018-07-23 → 2019-05-30
  Mutual Of Omaha Investor Services, Inc.
  Lynnwood, WA
• 2014-05-15 → 2015-01-20
  Russell Investments
  Seattle, WA
• 2011-08-22 → 2014-05-23
  Assetmark, Inc.
  Concord, CA
• 2010-07-26 → 2011-06-27
  Edward Jones
  Chicago, IL
  St Louis, MO
  Oak Lawn, IL

Exams

• S66 Uniform Combined State Law Examination
  2026-07-20

Other Names

• James M Sabbatini
• James Michael Sabbatini
• James M Sabbatini
• James M Sabbatriw
• Mike Sabbatini