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240 Greenwich Street 9Th Floor East, New York, NY 10286-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2026-08-25 |
| ND | RA | APPROVED | 2026-08-25 |
| AL | RA | APPROVED | 2026-08-24 |
| AK | RA | APPROVED | 2026-08-24 |
| AR | RA | APPROVED | 2026-08-24 |
| CA | RA | APPROVED | 2026-08-24 |
| CO | RA | APPROVED | 2026-08-24 |
| CT | RA | APPROVED | 2026-08-24 |
| DE | RA | APPROVED | 2026-08-24 |
| HI | RA | APPROVED | 2026-08-24 |
| ID | RA | APPROVED | 2026-08-24 |
| IL | RA | APPROVED | 2026-08-24 |
| IN | RA | APPROVED | 2026-08-24 |
| IA | RA | APPROVED | 2026-08-24 |
| KS | RA | APPROVED | 2026-08-24 |
| KY | RA | APPROVED | 2026-08-24 |
| LA | RA | APPROVED | 2026-08-24 |
| ME | RA | APPROVED | 2026-08-24 |
| MD | RA | APPROVED | 2026-08-24 |
| MI | RA | APPROVED | 2026-08-24 |
| MN | RA | APPROVED | 2026-08-24 |
| MS | RA | APPROVED | 2026-08-24 |
| MO | RA | APPROVED | 2026-08-24 |
| MT | RA | APPROVED | 2026-08-24 |
| NE | RA | APPROVED | 2026-08-24 |
| NV | RA | APPROVED | 2026-08-24 |
| NH | RA | APPROVED | 2026-08-24 |
| NJ | RA | APPROVED | 2026-08-24 |
| NY | RA | APPROVED | 2026-08-24 |
| NC | RA | APPROVED | 2026-08-24 |
| OH | RA | APPROVED | 2026-08-24 |
| OK | RA | APPROVED | 2026-08-24 |
| OR | RA | APPROVED | 2026-08-24 |
| PA | RA | APPROVED | 2026-08-24 |
| RI | RA | APPROVED | 2026-08-24 |
| SC | RA | APPROVED | 2026-08-24 |
| SD | RA | APPROVED | 2026-08-24 |
| TX | RA | APPROVED | 2026-08-24 |
| UT | RA | APPROVED | 2026-08-24 |
| VT | RA | APPROVED | 2026-08-24 |
| VA | RA | APPROVED | 2026-08-24 |
| WA | RA | APPROVED | 2026-08-24 |
| WI | RA | APPROVED | 2026-08-24 |
| WY | RA | APPROVED | 2026-08-24 |
Branch Locations
200 Park Avenue, New York, NY 10166 • United States
Manhasset Hills, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | New York | NY | 05/2001 | 12/2016 |
| Jpmorgan Chase Bank, N.A. | New York | NY | 10/2010 | 12/2016 |
| Fidelity Brokerage Services Llc | Boston | MA | 12/2016 | Present |
OAA#: 58066 | Org Name:Boston University | Org Addr:Boston, MA, US | Nature of Bus:Education | Invst Rel:N | Title:Boston University- Metropolitan College | Duties:adjunct professor | Start Dt:01/07/2019 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0 1] Employee of Wealth Management, discuss investment management, trust and estate planning, banking, credit, and/or lending services provided by BNY located at 200 Park Avenue New York, NY 10166. Working for 135 hours per month since October 2025, 135 hours per month devoted to business during securities trading hours. 2] An Arbitrator of FINRA, (SRO) working to support the industry in arbitration matters located at New York, NY. Working for less than a hour per month since 2010, no specific hours per month devoted to business during securities trading. 3] Director / Wealth Advisory Board Member for AIF, an independent economic think tank focusing on institutional investment policy, located at New York, NY. Working for 1 hour per month since April 2026, no specific hours per month devoted to business during securities trading. 4] Owner of Real Estate Property, located at 151 Tremont St 16A Boston MA 02111. Working for half an hour per month since July 2026, no specific hours per month devoted to business during securities trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-06-13 |
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