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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-03-25
  • VA RA
    APPROVED
    Since 2011-03-25

Branch Locations

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

50 Congress Street Suite 700, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management, Inc Glen Allen VA 03/2011 Present
Previous Registrations
  • 2005-07-20 → 2011-03-25
    Anderson & Strudwick, Incorporated
    Richmond, VA
    Richmond, VA
  • 1997-01-01 → 2005-07-18
    Ferris, Baker Watts, Llc
    Richmond, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-14
S63 Uniform Securities Agent State Law Examination 1985-01-02
  • S65 Uniform Investment Adviser Law Examination
    1994-12-14
  • S63 Uniform Securities Agent State Law Examination
    1985-01-02
Other Names
  • Jim Chenery
  • Jim Chenery

View on SEC IAPD

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