Steven Benjamin Zohn

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-29
IL	RA	APPROVED	1997-09-22

TX RA
APPROVED_RES

Since 2012-10-29
IL RA
APPROVED

Since 1997-09-22

Branch Locations

5 Revere Drive 1 Northbrook Place, Northbrook, IL 60062 • United States

Northbrook, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Northbrook	IL	11/1996	Present

11/1996 → Present

Ubs Financial Services Inc.

Northbrook, IL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-01-16
S63	Uniform Securities Agent State Law Examination	1984-10-25

S65 Uniform Investment Adviser Law Examination

1998-01-16
S63 Uniform Securities Agent State Law Examination

1984-10-25

Other Names

Steven Zohn

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews