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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2011-01-03 |
Branch Locations
299 S Main St 7Th Fl [Mk/Me-Rbo], Salt Lake City, UT 84111 • United States
6480 Highway 224, Park City, UT 84098 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Salt Lake City | UT | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Salt Lake City | UT | 11/2016 | Present |
INDEPENDENT MUSICIAN, NOT INV RELATED, PARK CITY, UT, MUSICIAN, START 1/1/2020, 2 HOURS PER MONTH, ZERO DURING TREADING, STUDIO RECORDING AND PLAYING LIVE MUSIC. BIG SKY RESORT, NOT INV RELATED, BIG SKY, MT, SKI INSTRUCTOR, START DATE: 12/11/23, 15 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-11-05 |
| S63 | Uniform Securities Agent State Law Examination | 1984-07-05 |
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