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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-31 |
| PA | RA | APPROVED | 2016-08-19 |
| NJ | RA | APPROVED | 2013-02-11 |
Branch Locations
672 S. River St Ste 300, Plains, PA 18705 • United States
Edwardsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Allentown | PA | 02/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; SYLVAN BEACH/VIENNA, NY; OWNERSHIP; START: 8/24/18; 2 HRS/MO; 0 DURING TRADING. RENTAL PROPERTY, INV RELATED, SYLVAN BEACH, NY, 100% OWNERSHIP, START 11/10/2019, 5 HRS PER MONTH, 0 HRS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 1985-02-05 |
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