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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-05-17 |
| PA | RA | APPROVED | 2003-06-26 |
Branch Locations
672 S River St Ste 300 [Bp-Rbo], Wilkes Barre (Plains), PA 18705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Dallas | PA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Dallas | PA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, WEST PITTSTON, PA, 100% OWNERSHIP, START 6/1/2018, 4 HOURS PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INV RELATED, PITTSTON, PA, 100% OWNERSHIP, START DATE 5/1/2019, 0 HRS PER MONTH, 0 HRS DURING TRADING, OWNER OF PROPERTY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1997-04-09 |
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