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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-12-02 |
| PA | RA | APPROVED | 2019-02-01 |
Branch Locations
672 S River St Ste 300 [Bp-Rbo], Wilkes Barre (Plains), PA 18705 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Met Bank | Wilkes Barre | PA | 06/1998 | 01/2019 |
| M&T Securities, Inc. | Wilkes-Barre | PA | 07/1998 | 01/2019 |
| Wells Fargo Clearing Services, Llc | Allentown | PA | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-02-10 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-17 |
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