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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-03-26
WI RA APPROVED 2021-03-24
  • TX RA
    APPROVED_RES
    Since 2021-03-26
  • WI RA
    APPROVED
    Since 2021-03-24

Branch Locations

395 N Executive Dr, Brookfield, WI 53005 • United States

Milwaukee, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Waukesha WI 11/2011 07/2018
Mml Investors Services Waukesha WI 12/2012 07/2018
Hb Wealth Management, Llc Waukesha WI 11/2011 03/2019
Waddell & Reed, Inc. Waukesha WI 07/2018 04/2019
Rick Boyd Waukesha WI 07/2018 03/2019
Various Insurance Carriers For W & R Insurance Agencies Milwaukee WI 07/2018 04/2019
Bmo Harris Financial Advisors, Inc. Brookfield WI 07/2019 Present
Unemployed Milwaukee WI 04/2019 07/2019
Lpl Financial Llc Brookfield WI 03/2021 Present
  • 11/2011 → 07/2018
    Mass Mutual
    Waukesha, WI
  • 12/2012 → 07/2018
    Mml Investors Services
    Waukesha, WI
  • 11/2011 → 03/2019
    Hb Wealth Management, Llc
    Waukesha, WI
  • 07/2018 → 04/2019
    Waddell & Reed, Inc.
    Waukesha, WI
  • 07/2018 → 03/2019
    Rick Boyd
    Waukesha, WI
  • 07/2018 → 04/2019
    Various Insurance Carriers For W & R Insurance Agencies
    Milwaukee, WI
  • 07/2019 → Present
    Bmo Harris Financial Advisors, Inc.
    Brookfield, WI
  • 04/2019 → 07/2019
    Unemployed
    Milwaukee, WI
  • 03/2021 → Present
    Brookfield, WI
Previous Registrations
  • 2019-08-02 → 2021-03-24
    Bmo Harris Financial Advisors, Inc.
    Brookfield, WI
    Chicago, IL
  • 2018-07-20 → 2019-04-09
    Waddell & Reed
    Waukesha, WI
    Hamden, CT
  • 2008-12-24 → 2009-08-07
    Milwaukee, WI
  • 2004-05-19 → 2008-04-01
    Milwaukee, WI
    Milwaukee, WI
  • 2003-10-16 → 2004-03-02
    Hansen Securities And Financial Advisors, Inc.
    Chicago, IL
Other Businesses

1) 03/24/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - BROOKFIELD, WI

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-07-19
S66 Uniform Combined State Law Examination 2013-08-22
S63 Uniform Securities Agent State Law Examination 1990-07-06
  • S65 Uniform Investment Adviser Law Examination
    2018-07-19
  • S66 Uniform Combined State Law Examination
    2013-08-22
  • S63 Uniform Securities Agent State Law Examination
    1990-07-06
Other Names
  • Eugenie Stackowitz Cochran
  • Eugenie Stackowitz Cochran
  • Gigi Stackowitz
  • Eugenie M Stackowitz
  • Eugenie Maria Stackowitz

View on SEC IAPD

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