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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2012-10-15 |
| TX | RA | APPROVED_RES | 2012-10-15 |
Branch Locations
6303 Owensmouth Ave, 10Th Fl, Woodland Hills, CA 91367 • United States
Thousand Oaks, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Westlake Village | CA | 10/2012 | Present |
1. 10/12/2012 - SMITH WEALTH MANAGEMENT GROUP, LLC - DBA for LPL Business (entity for LPL business) - INV REL - AT REPORTED BUSINESS LOCATION - 100% TIME SPENT. 2) 02/27/2025 - Smithtino LLC - Not Investment Related - Real Estate Rental - Street Monterey, CA - Start Date:03/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-03-23 |
| S63 | Uniform Securities Agent State Law Examination | 1983-11-22 |
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